Southern Capital Advisors, LLC
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Overview
Southern Capital Advisors, LLC operates as an advisory company located in Jackson, Tennessee. It oversees $332.6 million in assets under management over 1,499 customer accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). The firm has a small group, including 5 financial advisors. Southern Capital Advisors, LLC does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments such as stocks, bonds and options.
Southern Capital Advisors, LLC administers 1,498 of the firm's accounts on a discretionary basis. Discretionary management means that transaction decisions are made by a portfolio manager without needing the client's authorization. It also administers one non-discretionary accounts with a total of $132,736 in AUM. The firm's typical account size is $221,860. The typical advisor at Southern Capital Advisors, LLC manages about 300 client accounts.
The firm's central office is located at 3801 North Highland Avenue, Jackson, Tennessee 38305. It is legally permitted to serve investors throughout a few states, including Alabama, Arkansas, Kentucky, Louisiana, Mississippi, Tennessee and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Southern Capital Advisors, LLC by the Numbers
$332.6 million
5
1,499
$221.9 thousand
Products and Services
Financial services that Southern Capital Advisors, LLC provides include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, the firm provided financial planning services to 500 of its customers. Southern Capital Advisors, LLC does not sell products or offer services apart from investment advice to its investment advisory customers. The company also has a number of financial industry affiliations, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically depend on which services are provided. Fee types billed by the firm most likely include the following fee structures: asset-based or hourly. The company participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Southern Capital Advisors, LLC works with retail investors, high net worth investors, pension plans and corporations. Out of its 1,499 accounts, Southern Capital Advisors, LLC's largest client type by number of accounts is retail investors, although it also manages money for 111 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 18.59%
- Other Individuals - 81.07%
- Corporations - 0.34%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Southern Capital Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Southern Capital Advisors, LLC
Jackson, TN
Jackson, TN
Jackson, TN
Jackson, TN
Jackson, TN
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