Beacon Pointe Advisors, LLC

CRD#119290
Investment Advisor Firm

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Learn more about Beacon Pointe Advisors, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Beacon Pointe Advisors, LLC is located at 24 Corporate Plaza, Newport Beach, CA. The firm employs 296 financial advisors to manage client portfolios and provide financial guidance. Beacon Pointe Advisors, LLC is not a registered broker-dealer.

    Beacon Pointe Advisors, LLC oversees $31.3 billion in assets under management across 47,098 accounts, of which 46,942 are discretionary and 156 are non-discretionary. Over the past year, the firm has provided financial planning services to 5,800 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars, and other services. The firm caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, insurance companies, and corporations, with retail investors being the largest client type by accounts. The fee structure at Beacon Pointe Advisors, LLC includes asset-based, hourly, and fixed fees. The firm has 6,134 high net worth clients and maintains affiliations with an accountant or accounting firm, an insurance company or agency, and a real estate broker or dealer.

    Beacon Pointe Advisors, LLC is registered in the states of Alabama, Arkansas, Delaware, Georgia, Hawaii, Illinois, Kentucky, Maryland, Michigan, Mississippi, New York, North Carolina, Ohio, Oklahoma, Alaska, Kansas, Nebraska, Arizona, California, Colorado, Florida, Idaho, New Mexico, Connecticut, District of Columbia, Indiana, Iowa, Minnesota, Missouri, North Dakota, Louisiana, Maine, New Hampshire, New Jersey, Massachusetts, Montana, Nevada, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $31.3 billion

    Number of Advisors

    296

    Disclosures

    No

    Office Location

    24 Corporate Plaza
    Newport Beach, CA 92660

    Beacon Pointe Advisors, LLC by the Numbers

    Total Assets Under Management

    $31.3 billion

    National Average: $8.6 billion
    Total Number of Employees

    500

    National Average: 64
    Total Number of Accounts

    47,098

    National Average: 375,227
    Average Account Size

    $664.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Beacon Pointe Advisors, LLC provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars, and other services. In the last financial year, Beacon Pointe Advisors, LLC provided 5800 of its clients with financial planning services. It is involved in selling products or offering services different than investment advice to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management usually are based on the financial services offered. Fees billed by Beacon Pointe Advisors, LLC most likely consist of some blend of the following fee structures: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Beacon Pointe Advisors, LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with a broad range of investors. It caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, insurance companies, and corporations. Out of its 7 clients, Beacon Pointe Advisors, LLC's largest client group by number of accounts is high net worth investors, though it also caters to 6134 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 41.04%
    • Other Individuals - 57.51%
    • Corporations - 0.86%
    • Charitable Organizations - 0.58%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Beacon Pointe Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Beacon Pointe Advisors, LLC

    Eric Newby
    Scottsdale, AZ
    Leigh Moglia
    Newport Beach, CA
    Quinn Schneider
    Charlotte, NC
    Paige Goll
    Winter Park, FL
    Todd Ruble
    Scottsdale, AZ
    Neil Livingston
    Newport Beach, CA
    Andrew Rovzar
    Newport Beach, CA
    Delia Oldak
    Summit, NJ
    Sean Lamb
    Fort Lauderdale, FL

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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