Carl Stuart Investment Advisor, Inc
Answer a few questions and
get matched with an advisor.
Learn more about Carl Stuart Investment Advisor, Inc
Overview
Carl Stuart Investment Advisor, Inc is an advisory firm headquartered in Austin, Texas. The firm manages $424.2 million in assets across 993 client accounts, placing it among the bigger investment advisory firms in the country by assets under management (AUM). Carl Stuart Investment Advisor, Inc has a small group, including 1 financial advisor. Carl Stuart Investment Advisor, Inc does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as options, bonds and stocks.
Carl Stuart Investment Advisor, Inc administers 802 of the firm's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make transaction judgments for the client's account without requiring the client's consent. The company also manages 191 non-discretionary accounts totaling $75.7 million in AUM. The advisory firm's average account size is $427,164. The average financial advisor at Carl Stuart Investment Advisor, Inc administers around 993 client accounts.
The company's main office is at 623 W 38Th Street, Austin, Texas 78705-1212. The firm is legally registered to serve investors across a number of states, including California and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Carl Stuart Investment Advisor, Inc by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$424.2 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
4
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
993
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$427.2 thousand
Fee Structure
Financial advisory fees typically are based on the services offered. However, fees charged by the company typically consist of the following fee type: asset-based. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with retail investors, high net worth investors and corporations. Out of its 993 accounts, Carl Stuart Investment Advisor, Inc's biggest client group is retail investors, although it also serves 49 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 11.56%
- Other Individuals - 86.32%
- Corporations - 2.12%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Carl Stuart Investment Advisor, Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Carl Stuart Investment Advisor, Inc
Austin, TX
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.