Corda Investment Management, LLC

CRD#108046
Investment Advisor Firm

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Learn more about Corda Investment Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Corda Investment Management, LLC is located at 8955 Katy Freeway, Houston, TX. The firm employs 18 financial advisors to manage client portfolios and provide financial guidance. Corda Investment Management, LLC is not a registered broker-dealer.

    Corda Investment Management, LLC oversees $1.6 billion in assets under management across 2,953 accounts, of which 2,857 are discretionary and 96 are non-discretionary. Over the past year, the firm has provided financial planning services to between 251 and 500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and portfolio management for institutional clients. The firm caters to retail investors and high net worth investors, with retail investors being the largest client type by accounts. The fee structure at Corda Investment Management, LLC is asset-based. The firm has 607 high net worth clients.

    Corda Investment Management, LLC is registered in the states of Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, Wisconsin, and Wyoming.

    Assets Under Management

    $1.6 billion

    Number of Advisors

    18

    Disclosures

    No

    Office Location

    8955 Katy Freeway
    Houston, TX 77024-1626

    Corda Investment Management, LLC by the Numbers

    Total Assets Under Management

    $1.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    27

    National Average: 64
    Total Number of Accounts

    2,953

    National Average: 375,227
    Average Account Size

    $529.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Corda Investment Management, LLC offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, and portfolio management for institutional clients. In the prior fiscal year, Corda Investment Management, LLC provided financial planning services to 251-500 of its clients. The Company is not engaged in selling products or offering services aside from investment advisory services to its investment advisory accounts.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees charged by financial advisors typically vary depending on the type of financial services provided. Fees charged by Corda Investment Management, LLC typically consist of the following fee type: asset-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm caters to retail investors and high net worth investors. Out of its 2 clients, Corda Investment Management, LLC's largest client type by number of accounts is high net worth investors, though it also caters to 607 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 46.16%
    • Other Individuals - 53.84%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Corda Investment Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Corda Investment Management, LLC

    Ryan Petry
    Broomfield, CO
    Timothy Wolfcale
    Houston, TX
    Rajin Joshi
    Houston, TX
    Rami Odeh
    Austin, TX
    Joseph Biegaj
    Houston, TX
    Johnnie Driver
    Houston, TX
    Shane Bulgerin
    Houston, TX
    Damah Rankin
    Houston, TX
    Randy Kratz
    Houston, TX

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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