Dana Investment Advisors Inc
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Overview
Dana Investment Advisors Inc operates as an advisory firm headquartered in Waukesha, Wisconsin. Dana Investment Advisors Inc controls $4.4 billion in assets over 3,269 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management (AUM). The company has an average-sized group, including 23 financial advisors. Dana Investment Advisors Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are tradable financial investments like bonds, options and equities.
Dana Investment Advisors Inc oversees the majority of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell decisions are made by a portfolio manager without requiring the customer's approval. The company also has 75 non-discretionary accounts totaling $597.0 million in assets under management. The advisory firm's typical account size is $1.4 million. The typical advisor at Dana Investment Advisors Inc oversees around 142 client accounts.
Dana Investment Advisors Inc's main office is located at 20700 Swenson Drive, Suite 400, Waukesha, Wisconsin 53186-0904. Dana Investment Advisors Inc is legally permitted to serve clients throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dana Investment Advisors Inc by the Numbers
$4.4 billion
53
3,269
$1.4 million
Fee Structure
Financial management fees vary depending on the financial services offered. Fee types billed by the company most likely include any combination of the following fee types: asset-based, fixed or performance-based. The firm participates in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company does business with a number of different investors. Dana Investment Advisors Inc works with retail investors, high net worth investors, banking institutions, investment companies, pension plans, charitable organizations, state or municipal government entities, insurance companies, corporations and other. Out of its 3,269 clients, Dana Investment Advisors Inc's biggest client type is high net worth investors, although it also serves 695 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 33.3%
- Other Individuals - 27.93%
- Corporations - 34.36%
- Charitable Organizations - 4.41%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dana Investment Advisors Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Dana Investment Advisors Inc
Waukesha, WI
Waukesha, WI
Milwaukee, WI
Saint Louis, MO
Irving, TX
Waukesha, WI
Waukesha, WI
Waukesha, WI
Waukesha, WI
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