Dew Wealth Management

CRD#114148
Investment Advisor Firm

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Learn more about Dew Wealth Management

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Dew Wealth Management is located at 8888 E. Raintree Drive, Scottsdale, AZ. The firm employs 21 financial advisors to manage client portfolios and provide financial guidance. Dew Wealth Management is not a registered broker-dealer.

    Dew Wealth Management oversees $293.9 million in assets under management across 511 accounts, of which 112 are discretionary and 399 are non-discretionary. Over the past year, the firm has provided financial planning services to between 101 and 250 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The firm caters to retail investors and high net worth investors, with high net worth investors being the largest client type by accounts. The fee structure at Dew Wealth Management includes asset-based, hourly, fixed, commission-based, and other fees. The firm has 131 high net worth clients.

    Dew Wealth Management is registered in the states of Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Michigan, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Utah, and Washington.

    Assets Under Management

    $293.9 million

    Number of Advisors

    21

    Disclosures

    No

    Office Location

    8888 E. Raintree Drive
    Scottsdale, AZ 85260

    Dew Wealth Management by the Numbers

    Total Assets Under Management

    $293.9 million

    National Average: $8.6 billion
    Total Number of Employees

    31

    National Average: 64
    Total Number of Accounts

    511

    National Average: 375,227
    Average Account Size

    $575.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Dew Wealth Management provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. In the last financial year, Dew Wealth Management provided 101-250 of its customers with financial planning services. The Company is not involved in selling products or offering services apart from investment advice to its investment advisory clients.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors typically depend on which services the firm provides the client. Fees charged by Dew Wealth Management likely include any combination of the following fee structures: asset-based, hourly, fixed, commission-based, or other. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Dew Wealth Management.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 1% of firms

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company works with retail investors and high net worth investors. Out of its 2 clients, Dew Wealth Management's largest client type by number of accounts is high net worth investors, although it also manages money for 131 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 67.18%
    • Other Individuals - 32.82%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Dew Wealth Management does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Dew Wealth Management

    Santiago Rosas
    Scottsdale, AZ
    Ryan Cox
    Scottsdale, AZ
    Stephen Mandracchia
    Scottsdale, AZ
    Shaundra Patterson
    Scottsdale, AZ
    Bryce Thompson
    Scottsdale, AZ
    Grant Giardino
    St. Louis, MO
    Nathaniel Birkholz
    Scottsdale, AZ
    Drew Tingle
    St. Louis, MO
    Sarah Waldren
    Scottsdale, AZ

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