Emergent Capital Advisors, LLC
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Overview
Emergent Capital Advisors, LLC is a financial advisory company based in Houston, Texas. Emergent Capital Advisors, LLC manages $100.9 million in assets throughout one account, placing it in the mid-tier of investment advisory firms in the United States by assets under management (AUM). Emergent Capital Advisors, LLC has a small group, including 4 financial advisors. Emergent Capital Advisors, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments such as equities, options and bonds.
Emergent Capital Advisors, LLC manages all of its accounts in a discretionary manner. Discretionary management means that buy and sell judgments for the client's account are made by an investment advisor without needing to seek the client's consent. The firm oversees an average of $100.9 million in assets for every account. An average advisor at Emergent Capital Advisors, LLC manages fewer than one client account, placing it among the most personalized financial advisor firms in the country.
The company's main office is at 520 Post Oak Boulevard, Houston, Texas 77027-9479. It is allowed to serve customers in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Emergent Capital Advisors, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$100.9 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
4
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1
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$100.9 million
Products and Services
Services that Emergent Capital Advisors, LLC provides can include portfolio management for pooled investment vehicles and selection of other advisers. Emergent Capital Advisors, LLC is not involved in selling products or offering services other than investment advisory services to its investment advisory clients. Emergent Capital Advisors, LLC also has a number of financial industry affiliations, including with a commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually are based on which service is provided. Fees billed by Emergent Capital Advisors, LLC can be comprised of any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Emergent Capital Advisors, LLC's biggest client type is pooled investment vehicles. None of its customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Emergent Capital Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Emergent Capital Advisors, LLC
Houston, TX
Houston, TX
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