Erben Associates, LLC
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Overview
Erben Associates, LLC operates as an advisory firm headquartered in Austin, Texas. It administers $243.9 million in assets under management throughout 687 customer accounts, making it a mid-tier firm in the nation by assets under management (AUM). The company has a small group, including 4 financial advisors. Erben Associates, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as options, equities and bonds.
Erben Associates, LLC manages 37 of the firm's client assets on a discretionary basis. Discretionary management is a structure in which buy and sell decisions for the client's account are made by an investment advisor without needing to seek the client's authorization. The firm also administers 650 non-discretionary accounts totaling $225.5 million in AUM. Erben Associates, LLC supervises about $355,039 for every customer account. The typical advisor at Erben Associates, LLC manages about 172 client accounts.
Erben Associates, LLC's headquarters is located at 300 Beardsley Lane, Bldg. D, Austin, Texas 78746. The company is permitted to provide services to clients across a few states, including Arizona, Colorado, Georgia and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Erben Associates, LLC by the Numbers
$243.9 million
10
687
$355.0 thousand
Products and Services
Erben Associates, LLC offers a variety of services, which can include financial planning services, pension consulting services, selection of other advisers and other services. In the last fiscal year, Erben Associates, LLC provided 11-25 of its accounts with financial planning services. It is not involved in selling products or offering services apart from investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely vary depending on which service is provided. Fee types billed by the firm can include some combination of the following fee types: fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm works with retail investors, high net worth investors and corporations. Out of its 687 customers, Erben Associates, LLC's largest client group is corporations, although it also caters to 34 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 40.96%
- Other Individuals - 16.87%
- Corporations - 42.17%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Erben Associates, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Erben Associates, LLC
Austin, TX
Austin, TX
Austin, TX
Austin, TX
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