Gauge Capital
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Overview
Gauge Capital operates as a financial advisor company headquartered in Southlake, Texas. Gauge Capital administers $2.2 billion in assets across six accounts, placing it among the largest investment advisory firms in the nation by assets under management (AUM). Gauge Capital has an average-sized team, including 26 financial advisors. Gauge Capital is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like equities, bonds and options.
Gauge Capital administers all of the company's client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes transaction judgments without requiring the customer's approval. The advisory firm's average account size is $373.6 million. An average financial advisor at Gauge Capital oversees fewer than one client account, placing it among the most personalized advisor firms in the country.
Gauge Capital's central office is at 1256 Main Street, Southlake, Texas 76092. Gauge Capital is registered to provide services to clients in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gauge Capital by the Numbers
$2.2 billion
48
6
$373.6 million
Fee Structure
Fees for financial advice typically are based on the type of services offered. However, fees charged by the firm likely consist of some combination of the following fee structures: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Gauge Capital.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company works with pooled investment vehicles. Out of its six customers, Gauge Capital's largest client is pooled investment vehicles. None of the firm's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gauge Capital does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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