Global Assets Advisory, LLC

CRD#300460
Investment Advisor Firm

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Learn more about Global Assets Advisory, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Global Assets Advisory, LLC is an advisory firm located in Orlando, Florida. Global Assets Advisory, LLC oversees $252.1 million in assets over 1,377 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The company has a small group, including 19 financial advisors. Global Assets Advisory, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as stocks, bonds and options.

    Global Assets Advisory, LLC manages all of its accounts in a discretionary manner. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without requiring client consent. The firm oversees roughly $183,049 in assets for every account. The average advisor at Global Assets Advisory, LLC administers around 72 client accounts, making it about average in terms of personalization.

    The company's central office is located at 390 N. Orange Avenue, Suite 750, Orlando, Florida 32801. Global Assets Advisory, LLC is allowed to serve clients throughout 51 U.S. states and territories.

    Assets Under Management

    $252.1 million

    Number of Advisors

    19

    Disclosures

    No

    Office Location

    390 N. Orange Avenue, Suite 750
    Orlando, FL 32801

    Global Assets Advisory, LLC by the Numbers

    Total Assets Under Management

    $252.1 million

    National Average: $8.6 billion
    Total Number of Employees

    20

    National Average: 64
    Total Number of Accounts

    1,377

    National Average: 375,227
    Average Account Size

    $183.0 thousand

    National Average: $23.0 thousand
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    Products and Services

    Global Assets Advisory, LLC provides a variety of services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. However, it did not provide financial planning services to any of its accounts in the prior fiscal year. It does not sell products or offer services other than investment advice to its investment advisory clients. Global Assets Advisory, LLC is also affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer, lawyer or law firm and insurance company or agency.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors largely are based on which services the firm provides the client. However, fees charged by the company typically consist of the following fee structure: asset-based. Global Assets Advisory, LLC does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with retail investors, high net worth investors and banking institutions. Out of its 1,377 clients, Global Assets Advisory, LLC's largest client type is retail investors, but it also manages money for 50 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.

    • High-Net-Worth Individuals* - 3.63%
    • Other Individuals - 96.01%
    • Corporations - 0.36%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Global Assets Advisory, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Global Assets Advisory, LLC

    David Lloyd
    Orlando, FL
    Timothy Rigsby
    Merrillville, IN
    Laurna Hart James
    Baton Rouge, LA
    Jay Jensen
    Orlando, FL
    Ian James
    Bridge City, TX
    Amy Yost
    Kamas, UT
    Benjamin Zamojski
    Merrillville, IN
    Alan Hansen
    Kamas, UT

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