Haveli Investment Management LLC
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Overview
Haveli Investment Management LLC operates as an advisory firm located in Austin, Texas. The firm has $597.0 million in total assets over two customer accounts, making it one of the bigger financial advisory firms in the United States by assets under management (AUM). Haveli Investment Management LLC has a small group, including 22 financial advisors. Haveli Investment Management LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial assets such as options, stocks and bonds.
Haveli Investment Management LLC administers all of its client assets on a discretionary basis. Discretionary management signifies that transaction judgments are made by a portfolio manager without requiring client approval. Haveli Investment Management LLC administers about $298.5 million in assets for each client account. The typical advisor at Haveli Investment Management LLC administers fewer than one client account, placing it among the most individualized financial advisor firms in the country.
Haveli Investment Management LLC's central office is at 1303 San Antonio Street, Austin, Texas 78701. Haveli Investment Management LLC is legally permitted to provide services to investors in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Haveli Investment Management LLC by the Numbers
$597.0 million
33
2
$298.5 million
Fee Structure
Financial management fees largely depend on the type of financial services offered. Fees billed by Haveli Investment Management LLC likely consist of any blend of the following fee types: asset-based or other. The company does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The company works with pooled investment vehicles. Out of its two customers, Haveli Investment Management LLC's biggest client by number of accounts is pooled investment vehicles. Around 50% of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Haveli Investment Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Haveli Investment Management LLC
Austin, TX
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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