Haveli Investment Management LLC

CRD#316470
Investment Advisor Firm

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Learn more about Haveli Investment Management LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Haveli Investment Management LLC is located at 405 Colorado Street, Austin, TX. The firm employs 34 financial advisors to manage client portfolios and provide financial guidance. Haveli Investment Management LLC is not a registered broker-dealer.

    Haveli Investment Management LLC oversees $2.7 billion in assets under management across 5 accounts, all of which are discretionary. The services offered include portfolio management for pooled investment vehicles. The firm caters to pooled investment vehicles, which are also the largest client type by accounts. The fee structure at Haveli Investment Management LLC includes asset-based and other fees. The firm maintains affiliations with a broker-dealer or securities dealer and a commodity pool advisor.

    Haveli Investment Management LLC is registered in the state of Texas.

    Assets Under Management

    $2.7 billion

    Number of Advisors

    34

    Disclosures

    No

    Office Location

    405 Colorado Street
    Austin, TX 78701

    Haveli Investment Management LLC by the Numbers

    Total Assets Under Management

    $2.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    45

    National Average: 64
    Total Number of Accounts

    5

    National Average: 375,227
    Average Account Size

    $538.1 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services typically depend on which service is provided. Fees charged by Haveli Investment Management LLC may include some combination of the following fee structures: asset-based or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The company provides services to pooled investment vehicles. Haveli Investment Management LLC's biggest client type by number of accounts is pooled investment vehicles.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Haveli Investment Management LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Haveli Investment Management LLC

    Alexander Capretta
    Austin, TX

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