Hilltop Securities Asset Management, LLC
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Overview
Hilltop Securities Asset Management, LLC is a financial advisor company based in Dallas, Texas. The firm oversees $21.4 billion in total assets across 48 client accounts, making it one of the biggest firms in the United States by assets under management (AUM). Hilltop Securities Asset Management, LLC has a small team, including 7 financial advisors. Hilltop Securities Asset Management, LLC is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as options, bonds and stocks.
Hilltop Securities Asset Management, LLC manages none of the company's accounts on a discretionary basis. Discretionary management signifies that an investment advisor makes buy and sell judgments for the client's account without requiring client authorization. The company also oversees 48 non-discretionary accounts totaling $21.4 billion in assets. The firm oversees roughly $446.0 million in assets for every customer account. An average advisor at Hilltop Securities Asset Management, LLC oversees around seven client accounts, making it one of the more personalized advisor firms in the country.
The company's main office is at 717 N. Harwood Street, Dallas, Texas 75201. Hilltop Securities Asset Management, LLC is legally registered to provide services to investors throughout 9 states, including Arizona, California, Florida, Maine, Minnesota, New Mexico, North Carolina, Oklahoma and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Hilltop Securities Asset Management, LLC by the Numbers
$21.4 billion
35
48
$446.0 million
Fee Structure
Financial advisory fees vary depending on the type of financial services provided. Fees charged by Hilltop Securities Asset Management, LLC likely include some combination of the following fee structures: asset-based, hourly, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
It caters to state or municipal government entities. Out of its 48 accounts, Hilltop Securities Asset Management, LLC's biggest client is state or municipal government entities. None of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Hilltop Securities Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Hilltop Securities Asset Management, LLC
Dallas, TX
Dallas, TX
Dallas, TX
Austin, TX
Dallas, TX
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