Main Management, LLC

CRD#120361
Investment Advisor Firm

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Overview

Main Management, LLC is located at 601 California Street, San Francisco, CA. The firm employs 16 financial advisors to manage client portfolios and provide financial guidance. Main Management, LLC is not a registered broker-dealer.

Main Management, LLC oversees $1.4 billion in assets under management across 288 accounts, of which 199 are discretionary and 89 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Main Management, LLC includes asset-based, fixed, and performance-based fees. The firm has 123 high net worth clients.

Main Management, LLC is registered in the states of California, Georgia, Kentucky, Massachusetts, New Jersey, New York, Texas, and Washington.

Assets Under Management

$1.4 billion

Number of Advisors

16

Disclosures

No

Office Location

601 California Street
San Francisco, CA 94108

Main Management, LLC by the Numbers

Total Assets Under Management

$1.4 billion

National Average: $8.6 billion
Total Number of Employees

19

National Average: 64
Total Number of Accounts

288

National Average: 375,227
Average Account Size

$4.8 million

National Average: $23.0 thousand
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Fee Structure

Financial advisory fees usually are based on which services are provided. Fees charged by Main Management, LLC likely include any blend of the following fee structures: asset-based, fixed, or performance-based. The firm does participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm does business with a broad range of clients. It caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations. Out of its 6 clients, Main Management, LLC's biggest client type by number of accounts is high net worth investors, though it also caters to 123 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

  • High-Net-Worth Individuals* - 56.16%
  • Other Individuals - 30.14%
  • Corporations - 9.13%
  • Charitable Organizations - 4.57%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Main Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Main Management, LLC

James Taylor
Edgewood, KY
Matthew Tymstra
San Francisco, CA
James Maxwell
San Francisco, CA
Marissa Ditler
San Francisco, CA
Hartly Hutchings
San Francisco, CA
Alexander Varner
San Francisco, CA
Davis Deboisblanc
San Francisco, CA
Joseph Labarbera
San Francisco, CA
Darol Ryan
San Francisco, CA

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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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