Maripau Wealth Management LLC

CRD#311934
Investment Advisor Firm

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Learn more about Maripau Wealth Management LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Maripau Wealth Management LLC is a financial advisor company that has its headquarters in Fort Wayne, Indiana. It controls $181.5 million in assets under management over 1,407 client accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). The company has a small group, including 11 financial advisors. Maripau Wealth Management LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are tradable financial investments like bonds, options and equities.

    Maripau Wealth Management LLC administers the majority of the company's client assets in a discretionary manner. Discretionary management signifies that an investment advisor has the discretion to make transaction choices for the client's account without requiring client approval. It also administers 10 non-discretionary accounts with a total of $2.1 million in assets. The company's average account size is $129,008. The average advisor at Maripau Wealth Management LLC oversees around 128 client accounts.

    The firm's main office is at 4509 Maplecrest Road, Fort Wayne, Indiana 46835. Maripau Wealth Management LLC is registered to serve clients throughout 15 U.S. states and territories.

    Assets Under Management

    $181.5 million

    Number of Advisors

    11

    Disclosures

    No

    Office Location

    4509 Maplecrest Road
    Fort Wayne, IN 46835

    Maripau Wealth Management LLC by the Numbers

    Total Assets Under Management

    $181.5 million

    National Average: $8.6 billion
    Total Number of Employees

    17

    National Average: 64
    Total Number of Accounts

    1,407

    National Average: 375,227
    Average Account Size

    $129.0 thousand

    National Average: $23.0 thousand
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    Products and Services

    Maripau Wealth Management LLC provides multiple financial services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. In the last fiscal year, the company provided financial planning services to 1-10 of its clients. Maripau Wealth Management LLC is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts. It is also affiliated with one or more other companies in the financial services industry, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice are based on which services are offered. However, fee types charged by Maripau Wealth Management LLC most likely are comprised of the following fee types: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company works with retail investors and high net worth investors. Out of its 1,407 accounts, Maripau Wealth Management LLC's largest client group is retail investors, though it also caters to 26 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 3.66%
    • Other Individuals - 96.34%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Maripau Wealth Management LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Maripau Wealth Management LLC

    John Gardner
    Fort Wayne, IN
    Wallace Rutkowski
    Fort Wayne, IN
    Zachary Steinhandler
    Fort Wayne, IN
    Jimmy Sloan
    Spring, TX
    Roy Labaton
    Red Bank, NJ
    James Wheeler
    Crandall, TX
    Robert Smith
    Fort Wayne, IN
    Caleb Collier
    Allen Park, MI
    Thomas Stricker
    Fort Wayne, IN

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