Monex Asset Management, Inc
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Overview
Monex Asset Management, Inc is an advisory company located in Houston, Texas. The firm has $159.7 million in assets throughout 258 customer accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small group, including 15 financial advisors. Monex Asset Management, Inc does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as stocks, options and bonds.
Monex Asset Management, Inc manages the majority of the firm's client assets on a discretionary basis. Discretionary management signifies that an investment advisor makes transaction decisions without needing to seek the customer's authorization. It also administers 80 non-discretionary accounts totaling $64.0 million in assets. The firm oversees about $618,963 for every client account. The average financial advisor at Monex Asset Management, Inc manages around 17 client accounts, placing it among the more individualized financial advisor firms in the country.
Monex Asset Management, Inc's headquarters is at 440 Louisiana Street, Houston, Texas 77002. The firm is registered to provide services to clients across 2 states, including California and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Monex Asset Management, Inc by the Numbers
$159.7 million
18
258
$619.0 thousand
Fee Structure
Financial management fees vary depending on which services are provided. However, fees charged by the firm can consist of the following fee structures: asset-based or fixed. Monex Asset Management, Inc does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors, high net worth investors, corporations and other. Out of its 258 clients, Monex Asset Management, Inc's largest client by number of accounts is high net worth investors, though it also caters to 128 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 94% of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 49.61%
- Other Individuals - 37.6%
- Corporations - 12.79%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Monex Asset Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Monex Asset Management, Inc
Houston, TX
San Antonio, TX
Houston, TX
San Antonio, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
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