Peak Rock Capital LLC
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Learn more about Peak Rock Capital LLC
Overview
Peak Rock Capital LLC operates as a financial advisor firm that has its headquarters in Austin, Texas. The company manages $3.9 billion in total assets over 16 accounts, making it one of the largest firms in the country by assets under management (AUM). It has an average-sized team, including 52 financial advisors. Peak Rock Capital LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like stocks, bonds and options.
Peak Rock Capital LLC manages all of the company's accounts in a discretionary manner. Discretionary management means that an investment advisor makes buy and sell judgments for the client's account without needing to seek the customer's consent. Peak Rock Capital LLC supervises roughly $243.5 million in assets for each client account. The typical financial advisor at Peak Rock Capital LLC administers fewer than one client account, making it one of the most individualized firms in the country.
Peak Rock Capital LLC's main office is located at 13413 Galleria Circle, Austin, Texas 78738.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Peak Rock Capital LLC by the Numbers
$3.9 billion
52
16
$243.5 million
Fee Structure
A financial advisor's fees typically vary depending on which services the firm provides the client. Fee types billed by Peak Rock Capital LLC likely are comprised of some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Out of its 16 customers, Peak Rock Capital LLC's largest client group by number of accounts is pooled investment vehicles. None of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Peak Rock Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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