Rhodes Investment Advisors, Inc

CRD#114245
Investment Advisor Firm

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Overview

Rhodes Investment Advisors, Inc is a financial advisory company based in Arlington, Texas. The firm oversees $269.8 million in assets under management throughout 797 accounts, making it a mid-tier financial advisory firm in the United States by assets under management (AUM). The firm has a small team of 12 employees, all of whom are financial advisors. Rhodes Investment Advisors, Inc is not a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable financial investments such as stocks, options and bonds.

Rhodes Investment Advisors, Inc administers the majority of its client assets in a discretionary manner. Discretionary management signifies that transaction decisions for the client's account are made by a portfolio manager without needing client permission. Rhodes Investment Advisors, Inc also has 380 non-discretionary accounts with a total of $135.7 million in AUM. The investment advisory firm administers an average of $338,567 in assets for each account. The typical financial advisor at Rhodes Investment Advisors, Inc oversees about 66 client accounts, making it about average in terms of personalization.

The company's central office is at 306 West 7Th Street, Arlington, Texas 76012. It is registered to serve clients throughout a few states, including Kansas, Louisiana, New Mexico, Oklahoma, South Carolina and Texas.

Assets Under Management

$269.8 million

Number of Advisors

12

Disclosures

No

Office Location

306 West 7Th Street
Arlington, TX 76012

Rhodes Investment Advisors, Inc by the Numbers

Total Assets Under Management

$269.8 million

National Average: $3.7 billion
Total Number of Employees

12

National Average: 29
Total Number of Accounts

797

National Average: 2,073
Average Account Size

$338.6 thousand

National Average: $1.8 million

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Products and Services

Rhodes Investment Advisors, Inc provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. However, Rhodes Investment Advisors, Inc did not provide financial planning services to any of its clients in the prior fiscal year. Rhodes Investment Advisors, Inc does sell products or offer services other than investment advisory services to its customers. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors largely depend on the type of services provided. Fees charged by Rhodes Investment Advisors, Inc most likely include any blend of the following fee structures: asset-based, hourly or commission-based. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 2% of firms

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

Unavailable

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm works with retail investors and pension plans. Out of its 797 customers, Rhodes Investment Advisors, Inc's biggest client by number of accounts is retail investors. None of its clients are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 98.49%
  • Corporations - 1.51%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Rhodes Investment Advisors, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Rhodes Investment Advisors, Inc

Kevin Varrichio
Arlington, TX
Jordan Jones
Arlington, TX
Joseph Jones
Arlington, TX
J. Rhodes
Fort Worth, TX
John Vann
Fort Worth, TX
James Palmer
Fort Worth, TX
David Burgess
Arlington, TX
Francis Whitfield
Fort Worth, TX
Craig Wade
Fort Worth, TX

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The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.