Rhodes Investment Advisors, Inc

CRD#114245
Investment Advisor Firm

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Overview

Rhodes Investment Advisors, Inc operates as an advisory company located in Arlington, Texas. It administers $348.5 million in assets under management across 835 accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The firm has a small team, including 12 financial advisors. Rhodes Investment Advisors, Inc is not a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets like options, bonds and stocks.

Rhodes Investment Advisors, Inc administers the majority of its client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by an investment advisor without requiring client permission. The firm also oversees 324 non-discretionary accounts with a total of $114.8 million in AUM. The company's average account size is $417,420. The average advisor at Rhodes Investment Advisors, Inc oversees about 70 client accounts, placing it towards the middle in terms of personalization.

The firm's headquarters is at 306 West 7Th Street, Arlington, Texas 76012. The firm is legally permitted to provide services to investors throughout a few states, including Kansas, Louisiana, New Mexico, Oklahoma, South Carolina, Tennessee and Texas.

Assets Under Management

$348.5 million

Number of Advisors

12

Disclosures

No

Office Location

306 West 7Th Street
Arlington, TX 76012

Rhodes Investment Advisors, Inc by the Numbers

Total Assets Under Management

$348.5 million

National Average: $9.0 billion
Total Number of Employees

12

National Average: 71,771
Total Number of Accounts

835

National Average: 4,329
Average Account Size

$417.4 thousand

National Average: $2.1 million

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Products and Services

Rhodes Investment Advisors, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Notably, Rhodes Investment Advisors, Inc did not provide any of its clients with financial planning services in the prior fiscal year. It does sell products or offer services aside from investment advice to its clients. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 47% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 21% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees largely depend on the type of services provided. Fees charged by Rhodes Investment Advisors, Inc likely include some combination of the following fee types: asset-based, hourly or commission-based. Rhodes Investment Advisors, Inc does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 70% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 1% of firms

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

Unavailable

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 33% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Rhodes Investment Advisors, Inc provides services to retail investors and pension plans. Out of its 835 clients, Rhodes Investment Advisors, Inc's biggest client group is retail investors. None of the firm's clients are non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 97.6%
  • Corporations - 2.4%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Rhodes Investment Advisors, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Rhodes Investment Advisors, Inc

Kevin Varrichio
Arlington, TX
Joseph Jones
Arlington, TX
Jordan Jones
Arlington, TX
J. Rhodes
Arlington, TX
John Vann
Arlington, TX
James Palmer
Arlington, TX
David Burgess
Arlington, TX
Francis Whitfield
Arlington, TX
Craig Wade
Arlington, TX

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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

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