Riata Capital Group, LLC
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Overview
Riata Capital Group, LLC is a financial advisor firm based in Dallas, Texas. Riata Capital Group, LLC administers $690.8 million in assets across 17 customer accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 10 financial advisors. Riata Capital Group, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, bonds and stocks.
Riata Capital Group, LLC administers all of the firm's client assets in a discretionary manner. Discretionary management means that a portfolio manager has the discretion to make buy and sell judgments for the client's account without needing to seek client permission. Riata Capital Group, LLC manages about $40.6 million in assets for every account. The typical financial advisor at Riata Capital Group, LLC manages about two client accounts, placing it among the most personalized financial advisor firms in the country.
The company's main office is located at 4550 Travis Street, Dallas, Texas 75205. The company is legally registered to provide services to customers in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Riata Capital Group, LLC by the Numbers
$690.8 million
15
17
$40.6 million
Fee Structure
Financial management fees typically vary depending on which services the firm provides the client. Fees charged by Riata Capital Group, LLC can be comprised of the following fee types: asset-based, performance-based or other. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm caters to pooled investment vehicles. Out of its 17 accounts, Riata Capital Group, LLC's biggest client group is pooled investment vehicles. None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Riata Capital Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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