Robertson Wealth Management, LLC

CRD#115425
Investment Advisor Firm

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Overview

Robertson Wealth Management, LLC operates as an advisory firm located in Houston, Texas. Robertson Wealth Management, LLC manages $312.1 million in assets over 1,229 customer accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). The company has a small team, including 9 financial advisors. Robertson Wealth Management, LLC is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as stocks, bonds and options.

Robertson Wealth Management, LLC oversees the majority of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor makes buy and sell choices for the client's account without needing the client's approval. Robertson Wealth Management, LLC also manages 568 non-discretionary accounts with a total of $165.5 million in AUM. The firm supervises roughly $253,912 in assets for each customer account. The typical advisor at Robertson Wealth Management, LLC manages about 137 client accounts.

Robertson Wealth Management, LLC's headquarters is at 5120 Woodway, Houston, Texas 77056. The firm is legally permitted to serve clients throughout a number of states, including California, Colorado, Louisiana, Texas and New York.

Assets Under Management

$312.1 million

Number of Advisors

9

Disclosures

No

Office Location

5120 Woodway
Houston, TX 77056

Robertson Wealth Management, LLC by the Numbers

Total Assets Under Management

$312.1 million

National Average: $8.6 billion
Total Number of Employees

16

National Average: 64
Total Number of Accounts

1,229

National Average: 375,227
Average Account Size

$253.9 thousand

National Average: $23.0 thousand
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Products and Services

Robertson Wealth Management, LLC offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and other services. In the last fiscal year, it provided financial planning services to 1-10 of its customers. It is engaged in selling products or offering services different than investment advice to its customers.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Financial advisory fees largely vary depending on which services are offered. Fees billed by the company typically consist of the following fee type: asset-based. The firm participates in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Robertson Wealth Management, LLC does business with a number of different customers. The company provides services to retail investors, high net worth investors, banking institutions, charitable organizations, other investment advisers and corporations. Out of its 1,229 clients, Robertson Wealth Management, LLC's biggest client type is high net worth investors, although it also serves 623 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 50.16%
  • Other Individuals - 48.79%
  • Corporations - 0.89%
  • Charitable Organizations - 0.16%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Robertson Wealth Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Robertson Wealth Management, LLC

Patrick Mcgill
Oceanside, CA
Frederick Mecklenburg
Houston, TX
Chase Robertson
Houston, TX
Sonia Joao
Houston, TX
John Langston
Houston, TX
Robert Kasten
Houston, TX
Ellias Stabinsky
Houston, TX
Dawn Trammell
Houston, TX

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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