Rock Hill Capital
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Learn more about Rock Hill Capital
Overview
Rock Hill Capital operates as a financial advisory company headquartered in Houston, Texas. The company manages $207.1 million in assets under management across three accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). Rock Hill Capital has a small team, including 5 financial advisors. Rock Hill Capital is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as bonds, options and equities.
Rock Hill Capital oversees all of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction choices without requiring client permission. The investment advisory firm's typical account size is $69.0 million. The average advisor at Rock Hill Capital oversees fewer than one client account, making it one of the most individualized firms in the country.
The firm's headquarters is at 3737 Buffalo Speedway, Houston, Texas 77098. The firm is permitted to provide services to customers in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rock Hill Capital by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$207.1 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
6
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$69.0 million
Fee Structure
Fees for financial management depend on the services offered. However, fees billed by Rock Hill Capital may include the following fee structures: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company caters to pooled investment vehicles. Out of its three accounts, Rock Hill Capital's biggest client type by number of accounts is pooled investment vehicles. None of its customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rock Hill Capital does not have any disclosures.
Please visit its Form ADV for more details.
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