Rocktop Partners, LLC

CRD#283846
Investment Advisor Firm

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Learn more about Rocktop Partners, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Rocktop Partners, LLC operates as an advisory firm located in Irving, Texas. Rocktop Partners, LLC handles $928.1 million in total assets throughout two customer accounts, making it one of the larger financial advisory firms in the nation by assets under management (AUM). It has a small group, including 10 financial advisors. Rocktop Partners, LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like options, equities and bonds.

    Rocktop Partners, LLC oversees zero of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager makes buy and sell judgments for the client's account without needing to seek client consent. The firm also has two non-discretionary accounts totaling $928.1 million in assets under management. Rocktop Partners, LLC's average account size is $464.0 million. The typical advisor at Rocktop Partners, LLC manages fewer than one client account, making it one of the most personalized advisor firms in the country.

    Rocktop Partners, LLC's main office is at 1425 Greenway Drive, Irving, Texas 75038. Rocktop Partners, LLC is allowed to provide services to investors in the state of Texas.

    Assets Under Management

    $928.1 million

    Number of Advisors

    10

    Disclosures

    No

    Office Location

    1425 Greenway Drive
    Irving, TX 75038

    Rocktop Partners, LLC by the Numbers

    Total Assets Under Management

    $928.1 million

    National Average: $8.6 billion
    Total Number of Employees

    25

    National Average: 64
    Total Number of Accounts

    2

    National Average: 375,227
    Average Account Size

    $464.0 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees largely depend on which service is provided. However, fee types billed by Rocktop Partners, LLC may include the following fee types: asset-based or performance-based. The company does not provide a wrap fee program, in which the company offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with pooled investment vehicles. Out of its two clients, Rocktop Partners, LLC's biggest client group is pooled investment vehicles. None of its customers are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rocktop Partners, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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