Sage Road Capital

CRD#164952
Investment Advisor Firm

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Overview

Sage Road Capital is a financial advisory firm based in Houston, Texas. The company oversees $231.4 million in total assets throughout three client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). The firm has a small team, including 4 financial advisors. Sage Road Capital is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial assets such as options, bonds and stocks.

Sage Road Capital administers all of the company's client assets in a discretionary manner. Discretionary management signifies that buy and sell decisions are made by a portfolio manager without requiring client approval. The investment advisory firm oversees roughly $77.1 million in assets for every account. An average advisor at Sage Road Capital manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.

Sage Road Capital's main office is at 2121 Sage Road, Houston, Texas 77056. Sage Road Capital is allowed to provide services to investors in the state of Texas.

Assets Under Management

$231.4 million

Number of Advisors

4

Disclosures

No

Office Location

2121 Sage Road
Houston, TX 77056

Sage Road Capital by the Numbers

Total Assets Under Management

$231.4 million

National Average: $8.6 billion
Total Number of Employees

5

National Average: 64
Total Number of Accounts

3

National Average: 375,227
Average Account Size

$77.1 million

National Average: $23.0 thousand
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Fee Structure

Fees for financial management largely vary depending on the type of services provided. However, fee types charged by Sage Road Capital most likely are comprised of the following fee types: asset-based or performance-based. The company does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It caters to pooled investment vehicles. Out of its three accounts, Sage Road Capital's largest client group is pooled investment vehicles. None of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Sage Road Capital does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Sage Road Capital

Benjamin Stamets
Houston, TX
Joshua Batchelor
Houston, TX

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