Siltstone Capital, LLC
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Learn more about Siltstone Capital, LLC
Overview
Siltstone Capital, LLC is a financial advisor company that has its headquarters in Houston, Texas. The company oversees $284.5 million in assets under management over four client accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The company has a small group, including 10 financial advisors. Siltstone Capital, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, bonds and equities.
Siltstone Capital, LLC oversees all of its accounts in a discretionary manner. Discretionary management means that buy and sell choices are made by a portfolio manager without needing to seek client consent. The investment advisory firm's average account size is $71.1 million. The average financial advisor at Siltstone Capital, LLC manages fewer than one client account, making it one of the most individualized financial advisor firms in the country.
The company's headquarters is located at 1401 Mckinney Street, Houston, Texas 77010. It is legally permitted to serve customers throughout 6 states, including Louisiana, Ohio, Oklahoma, Pennsylvania, Texas and West Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Siltstone Capital, LLC by the Numbers
$284.5 million
13
4
$71.1 million
Fee Structure
A financial advisor's fees typically are based on the type of services provided. Fee types billed by Siltstone Capital, LLC most likely are comprised of any combination of the following fee structures: asset-based, performance-based or other. The company does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
Siltstone Capital, LLC does business with a number of different customers. The firm works with high net worth investors, banking institutions, pooled investment vehicles, pension plans and other. Out of its four clients, Siltstone Capital, LLC's biggest client group is high net worth investors, but it also serves 39 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 52.7%
- Other Individuals - 0%
- Corporations - 47.3%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Siltstone Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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