Smh Capital Advisors LLC
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Overview
Smh Capital Advisors LLC is a financial advisory company located in Fort Worth, Texas. The company administers $370.5 million in assets under management across 247 accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). It has a small group, including 3 financial advisors. Smh Capital Advisors LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as options, bonds and equities.
Smh Capital Advisors LLC administers all of its accounts on a discretionary basis. Discretionary management signifies that buy and sell decisions for the client's account are made by an investment advisor without requiring the customer's permission. The firm's average account size is $1.5 million. The typical advisor at Smh Capital Advisors LLC oversees about 82 client accounts.
The firm's headquarters is at 4200 S. Hulen St., Fort Worth, Texas 76109. The firm is legally allowed to serve clients across 23 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Smh Capital Advisors LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$370.5 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
247
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$1.5 million
Products and Services
Smh Capital Advisors LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and pension consulting services. Notably, Smh Capital Advisors LLC did not provide any of its clients with financial planning services in the previous financial year. It does sell products or offer services other than investment advisory services to its customers. It is affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically are based on the type of financial services offered. Fees charged by Smh Capital Advisors LLC most likely are comprised of the following fee structures: asset-based, hourly or commission-based. Smh Capital Advisors LLC participates in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
Unavailable
Types of Clients
The firm does business with a number of different clients. The company works with retail investors, high net worth investors, investment companies, pension plans, insurance companies and corporations. Out of its 247 customers, Smh Capital Advisors LLC's largest client group is retail investors, but it also caters to four high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 1.62%
- Other Individuals - 93.93%
- Corporations - 4.45%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Smh Capital Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Smh Capital Advisors LLC
Fort Worth, TX
Fort Worth, TX
Weatherford, TX
Fort Worth, TX
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