Symphony Financial, LTD Co
Answer a few questions and
get matched with an advisor.
Learn more about Symphony Financial, LTD Co
Overview
Symphony Financial, LTD Co operates as a financial advisor firm that has its headquarters in Houston, Texas. The firm manages $616.4 million in assets over 1,942 accounts, making it one of the bigger financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 19 financial advisors. Symphony Financial, LTD Co is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like equities, options and bonds.
Symphony Financial, LTD Co oversees all of the company's accounts on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell decisions without requiring client consent. The advisory firm's average account size is $317,415. The average financial advisor at Symphony Financial, LTD Co administers around 102 client accounts.
Symphony Financial, LTD Co's central office is at 4295 San Felipe, Houston, Texas 77027. The company is registered to serve investors across 15 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Symphony Financial, LTD Co by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$616.4 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
34
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,942
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$317.4 thousand
Products and Services
Symphony Financial, LTD Co provides multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past fiscal year, the firm provided 1-10 of its customers with financial planning services. It does not sell products or offer services other than investment advisory services to its investment advisory accounts.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually depend on which services the firm provides the client. Fee types billed by Symphony Financial, LTD Co likely include any combination of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Symphony Financial, LTD Co.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Symphony Financial, LTD Co caters to retail investors, high net worth investors and corporations. Out of its 1,942 clients, Symphony Financial, LTD Co's biggest client group by number of accounts is retail investors, though it also caters to 500 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 43.22%
- Other Individuals - 55.14%
- Corporations - 1.64%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Symphony Financial, LTD Co does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.