Tevis Investment Management, LLC
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Overview
Tevis Investment Management, LLC operates as a financial advisor company headquartered in Plano, Texas. The company handles $156.0 million in total assets across 408 customer accounts, making it a mid-tier firm in the nation by assets under management (AUM). It has a small team, including 1 financial advisor. Tevis Investment Management, LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial assets such as stocks, bonds and options.
Tevis Investment Management, LLC oversees most of its accounts on a discretionary basis. Discretionary management signifies that buy and sell choices for the client's account are made by an investment advisor without needing to seek the customer's permission. The company also administers 21 non-discretionary accounts with a total of $6.0 million in assets under management. The advisory firm's typical account size is $382,341. The typical advisor at Tevis Investment Management, LLC administers around 408 client accounts.
Tevis Investment Management, LLC's central office is located at 5700 West Plano Parkway, Plano, Texas 75093. It is allowed to serve clients throughout 3 states, including Louisiana, New Mexico and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tevis Investment Management, LLC by the Numbers
$156.0 million
1
408
$382.3 thousand
Products and Services
Tevis Investment Management, LLC offers multiple services, which can consist of portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and publication of newsletters. Notably, the company did not provide any of its customers with financial planning services in the prior fiscal year. The firm is not engaged in selling products or offering services aside from investment advice to its investment advisory customers. It also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually depend on which services the firm provides the client. However, fees charged by Tevis Investment Management, LLC typically consist of the following fee type: asset-based. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors, high net worth investors and pension plans. Out of its 408 clients, Tevis Investment Management, LLC's largest client by number of accounts is retail investors, but it also serves 40 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 37.04%
- Other Individuals - 61.11%
- Corporations - 1.85%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Tevis Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Tevis Investment Management, LLC
Plano, TX
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