Tlg Advisors, Inc

CRD#111052
Investment Advisor Firm

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Learn more about Tlg Advisors, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Tlg Advisors, Inc is a financial advisory firm that has its headquarters in Littleton, Colorado. It oversees $1.6 billion in assets over 7,160 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The company has a large group, including 140 financial advisors. Tlg Advisors, Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are exchangable financial assets like stocks, options and bonds.

    Tlg Advisors, Inc manages most of the company's client assets on a discretionary basis. Discretionary management is a structure in which transaction decisions for the client's account are made by a portfolio manager without requiring client permission. The company also manages 3,119 non-discretionary accounts with a total of $346.3 million in assets. The investment advisory firm oversees an average of $226,334 for each client account. The typical advisor at Tlg Advisors, Inc manages around 51 client accounts, placing it towards the middle in terms of personalization.

    The company's headquarters is at 26 West Dry Creek Circle, Littleton, Colorado 80120. The firm is legally permitted to provide services to investors throughout 44 U.S. states and territories.

    Assets Under Management

    $1.6 billion

    Number of Advisors

    140

    Disclosures

    No

    Office Location

    26 West Dry Creek Circle
    Littleton, CO 80120

    Tlg Advisors, Inc by the Numbers

    Total Assets Under Management

    $1.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    264

    National Average: 64
    Total Number of Accounts

    7,160

    National Average: 375,227
    Average Account Size

    $226.3 thousand

    National Average: $23.0 thousand
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    Products and Services

    Tlg Advisors, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. In the past financial year, the company provided financial planning services to 11-25 of its accounts. Tlg Advisors, Inc does sell products or offer services apart from investment advisory services to its customers. Tlg Advisors, Inc is affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer, accountant or accounting firm, lawyer or law firm and insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management usually are based on which services the firm provides the client. However, fee types billed by Tlg Advisors, Inc can consist of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Tlg Advisors, Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 7,160 accounts, Tlg Advisors, Inc's biggest client by number of accounts is retail investors, although it also manages money for 192 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 3.44%
    • Other Individuals - 95.13%
    • Corporations - 1.43%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Tlg Advisors, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Tlg Advisors, Inc

    Kyle Ciotti
    Detroit, MI
    Emma Wheeler
    Spring, TX
    Erik Oros
    Littleton, CO
    Patrick Norton
    Littleton, CO
    Philip Roberts
    Minneapolis, MN
    David Ginsberg
    Owings Mills, MD
    Paul Shepherd
    Cleveland, OH
    Christopher Diodato
    Pittsburgh, PA
    Kevyn Bowling
    Littleton, CO

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