Wheat Givens Financial, LLC
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Overview
Wheat Givens Financial, LLC is a financial advisory company headquartered in Mckinney, Texas. The company manages $140.9 million in assets under management over 736 accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The firm has a small team, including 2 financial advisors. Wheat Givens Financial, LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are tradable financial investments like equities, bonds and options.
Wheat Givens Financial, LLC administers zero of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor makes transaction decisions for the client's account without needing client consent. The company also has 736 non-discretionary accounts totaling $140.9 million in AUM. The firm administers an average of $191,425 in assets for every customer account. An average financial advisor at Wheat Givens Financial, LLC administers about 368 client accounts.
The firm's headquarters is located at 8751 Collin Mckinney Parkway, Mckinney, Texas 75070. Wheat Givens Financial, LLC is legally registered to serve customers throughout a number of states, including Arkansas, Florida, Louisiana, Oklahoma, Tennessee and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wheat Givens Financial, LLC by the Numbers

$140.9 million

5

736

$191.4 thousand
Products and Services
Financial services provided by Wheat Givens Financial, LLC include financial planning services and portfolio management for individuals and small businesses. In the prior fiscal year, it provided 26-50 of its accounts with financial planning services. It is involved in selling products or offering services apart from investment advice to its clients. Wheat Givens Financial, LLC is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice usually vary depending on the type of financial services provided. Fees charged by Wheat Givens Financial, LLC may include the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It caters to retail investors, high net worth investors, charitable organizations and corporations. Out of its 736 customers, Wheat Givens Financial, LLC's biggest client by number of accounts is retail investors, but it also manages money for 57 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 20.21%
- Other Individuals - 78.37%
- Corporations - 0.71%
- Charitable Organizations - 0.71%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Wheat Givens Financial, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Wheat Givens Financial, LLC
Mckinney, TX
Mckinney, TX
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