Willis Johnson & Associates, Inc
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Overview
Willis Johnson & Associates, Inc is a financial advisory firm located in Houston, Texas. The firm controls $894.2 million in total assets over 1,796 client accounts, making it one of the bigger investment advisory firms in the country by assets under management (AUM). The firm has a small team, including 15 financial advisors. Willis Johnson & Associates, Inc does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as bonds, equities and options.
Willis Johnson & Associates, Inc administers more than half of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make transaction decisions for the client's account without requiring client authorization. Willis Johnson & Associates, Inc also administers 112 non-discretionary accounts with a total of $45.7 million in assets. The investment advisory firm oversees about $497,900 for every client account. The typical advisor at Willis Johnson & Associates, Inc administers about 120 client accounts.
Willis Johnson & Associates, Inc's main office is at 5847 San Felipe, Houston, Texas 77057. Willis Johnson & Associates, Inc is legally registered to provide services to clients across a few states, including California, Louisiana and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Willis Johnson & Associates, Inc by the Numbers
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$894.2 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
29
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1,796
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$497.9 thousand
Products and Services
Financial services offered by Willis Johnson & Associates, Inc include financial planning services and portfolio management for individuals and small businesses. In the past fiscal year, it provided 251-500 of its customers with financial planning services. The firm does not sell products or offer services apart from investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually are based on the services offered. Fees charged by the firm likely consist of the following fee types: asset-based, hourly or fixed. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It provides services to retail investors, high net worth investors, charitable organizations and corporations. Out of its 1,796 accounts, Willis Johnson & Associates, Inc's largest client type by number of accounts is retail investors, although it also serves 31 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's accounts reside abroad.
- High-Net-Worth Individuals* - 7.52%
- Other Individuals - 91.99%
- Corporations - 0.24%
- Charitable Organizations - 0.24%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Willis Johnson & Associates, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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