Yale Capital Corp
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Overview
Yale Capital Corp is a financial advisory firm that has its headquarters in Saint Petersburg, Florida. The company manages $2.7 billion in assets under management over 120 client accounts, placing it among the biggest firms in the nation by assets under management (AUM). The company has a small group, including 4 financial advisors. Yale Capital Corp does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as bonds, stocks and options.
Yale Capital Corp oversees all of its accounts in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell decisions for the client's account without needing to seek client approval. The investment advisory firm's typical account size is $22.7 million. The average financial advisor at Yale Capital Corp administers around 30 client accounts, placing it towards the middle in terms of personalization.
Yale Capital Corp's headquarters is at 6475 1St Ave South, Saint Petersburg, Florida 33707. It is registered to provide services to customers throughout a number of states, including California, Colorado, Delaware, Florida, Louisiana, Nebraska, Tennessee and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Yale Capital Corp by the Numbers
$2.7 billion
7
120
$22.7 million
Products and Services
Yale Capital Corp provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the prior fiscal year, the company provided 1-10 of its accounts with financial planning services. The company does not sell products or offer services apart from investment advice to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees largely are based on which service is offered. However, fees charged by Yale Capital Corp may include the following fee types: asset-based or performance-based. Yale Capital Corp does not participate in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to high net worth investors. Out of its 120 accounts, Yale Capital Corp's biggest client is high net worth investors, although it also manages money for 120 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 100%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Yale Capital Corp does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Yale Capital Corp
Saint Petersburg, FL
Saint Petersburg, FL
Saint Petersburg, FL
Austin, TX
Saint Petersburg, FL
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