Ag Financial, LLC
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Overview
Ag Financial, LLC operates as a financial advisor firm headquartered in Salt Lake City, Utah. The firm oversees $103.7 million in total assets across 191 client accounts, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). Ag Financial, LLC has a small team, including 2 financial advisors. Ag Financial, LLC does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets like bonds, equities and options.
Ag Financial, LLC manages most of the company's client assets on a discretionary basis. Discretionary management means that transaction choices are made by a portfolio manager without requiring the customer's permission. It also administers 12 non-discretionary accounts with a total of $3.0 million in assets. The company's average account size is $542,906. An average financial advisor at Ag Financial, LLC oversees around 96 client accounts.
The company's central office is located at 2825 East Cottonwood Parkway, Salt Lake City, Utah 84121. The firm is registered to provide services to clients across 5 states, including Arizona, California, Texas, Utah and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ag Financial, LLC by the Numbers
$103.7 million
2
191
$542.9 thousand
Fee Structure
Financial advisory fees largely are based on which services the firm provides the client. Fees charged by Ag Financial, LLC may include the following fee types: asset-based or fixed. Ag Financial, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors, high net worth investors and pooled investment vehicles. Out of its 191 clients, Ag Financial, LLC's biggest client group is retail investors, but it also caters to 25 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 13.59%
- Other Individuals - 84.78%
- Corporations - 1.63%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ag Financial, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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