Gwn Securities Inc
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Overview
Gwn Securities Inc is a financial advisory firm located in Palm Beach Gardens, Florida. The firm has $2.8 billion in assets under management across 58,177 accounts, making it one of the biggest financial advisory firms in the country by assets under management (AUM). It has a large group, including 455 financial advisors. Gwn Securities Inc does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like bonds, stocks and options.
Gwn Securities Inc administers all of its accounts on a discretionary basis. Discretionary management signifies that a portfolio manager makes transaction judgments for the client's account without requiring client approval. The company's average account size is $48,798. The typical financial advisor at Gwn Securities Inc manages around 128 client accounts.
The firm's main office is at 11440 North Jog Road, Palm Beach Gardens, Florida 33418-3764. The company is legally permitted to serve customers across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gwn Securities Inc by the Numbers
$2.8 billion
755
58,177
$48.8 thousand
Products and Services
Gwn Securities Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. In the past fiscal year, the company provided 26-50 of its accounts with financial planning services. It does sell products or offer services other than investment advisory services to its customers. Gwn Securities Inc is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees largely vary depending on the services offered. However, fees charged by the company most likely include the following fee types: asset-based, hourly, fixed or other. Gwn Securities Inc does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The company provides services to retail investors, high net worth investors and corporations. Out of its 58,177 accounts, Gwn Securities Inc's largest client type is retail investors, although it also caters to 1,253 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.
- High-Net-Worth Individuals* - 3.96%
- Other Individuals - 95.8%
- Corporations - 0.25%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gwn Securities Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Gwn Securities Inc
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Wayne, PA
Iselin, NJ
Palm Beach Gardens, FL
Williamsport, PA
Chelsea, MI
Palmetto Bay, FL
Palm Beach Gardens, FL
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