Keystone National Group, LLC

CRD#142885
Investment Advisor Firm

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Learn more about Keystone National Group, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Keystone National Group, LLC operates as a financial advisor firm that has its headquarters in Salt Lake City, Utah. The company administers $1.8 billion in assets across 15 accounts, making it one of the largest investment advisory firms in the nation by assets under management (AUM). Keystone National Group, LLC has a small team, including 25 financial advisors. Keystone National Group, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like bonds, equities and options.

    Keystone National Group, LLC oversees all of its client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell judgments without requiring the client's permission. The company's average account size is $120.7 million. An average advisor at Keystone National Group, LLC oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.

    The firm's headquarters is at 60 E. South Temple, Salt Lake City, Utah 84111. The company is allowed to provide services to clients throughout a few states, including Texas and Utah.

    Assets Under Management

    $1.8 billion

    Number of Advisors

    25

    Disclosures

    No

    Office Location

    60 E. South Temple
    Salt Lake City, UT 84111

    Keystone National Group, LLC by the Numbers

    Total Assets Under Management

    $1.8 billion

    National Average: $8.6 billion
    Total Number of Employees

    26

    National Average: 64
    Total Number of Accounts

    15

    National Average: 375,227
    Average Account Size

    $120.7 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees typically vary depending on which services the firm provides the client. Fee types charged by the company likely are comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Keystone National Group, LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    It works with investment companies, pooled investment vehicles and corporations. Out of its 15 accounts, Keystone National Group, LLC's biggest client type is pooled investment vehicles. None of the company's clients are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Keystone National Group, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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