M3F, Inc
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Overview
M3F, Inc operates as a financial advisory company that has its headquarters in Salt Lake City, Utah. It manages $657.7 million in assets under management across one customer account, placing it among the larger investment advisory firms in the country by assets under management (AUM). It has a small team, including 5 financial advisors. M3F, Inc is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, stocks and bonds.
M3F, Inc manages all of its client assets on a discretionary basis. Discretionary management is a structure in which buy and sell judgments for the client's account are made by an investment advisor without requiring client approval. The investment advisory firm's average account size is $657.7 million. The average advisor at M3F, Inc manages fewer than one client account, making it one of the most personalized advisor firms in the country.
M3F, Inc's main office is at 2070 E 2100 S, Salt Lake City, Utah 84109. M3F, Inc is permitted to provide services to clients in the state of Utah.
Assets Under Management
Number of Advisors
Disclosures
Office Location
M3F, Inc by the Numbers
$657.7 million
5
1
$657.7 million
Fee Structure
Financial management fees are based on which service is provided. Fee types charged by M3F, Inc can be comprised of the following fee types: asset-based or performance-based. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
M3F, Inc provides services to pooled investment vehicles. M3F, Inc's largest client by number of accounts is pooled investment vehicles. None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Financial Advisors at M3F, Inc
Salt Lake City, UT
Salt Lake City, UT
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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