The Caprock Group, LLC
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Overview
The Caprock Group, LLC is located at 800 West Main Street, Boise, ID. The firm employs 30 financial advisors to manage client portfolios and provide financial guidance. The Caprock Group, LLC is not a registered broker-dealer.
The Caprock Group, LLC oversees $6.9 billion in assets under management across 317 accounts, of which 313 are discretionary and 4 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The firm caters to retail investors, high net worth investors, and charitable organizations, with high net worth investors being the largest client type by accounts. The fee structure at The Caprock Group, LLC includes asset-based and fixed fees. The firm has 266 high net worth clients.
The Caprock Group, LLC is registered in the states of Arizona, California, Colorado, Florida, Idaho, Illinois, Michigan, New Jersey, New York, South Carolina, Texas, Utah, Washington, and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
The Caprock Group, LLC by the Numbers
$6.9 billion
50
317
$21.8 million
Products and Services
The Caprock Group, LLC offers a variety of services, which can consist of portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. However, The Caprock Group, LLC did not provide any of its customers with financial planning services in the last financial year. The Firm is not involved in selling products or offering services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically vary depending on which services are offered. Fees charged by The Caprock Group, LLC most likely consist of any blend of the following fee structures: asset-based or fixed.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors, high net worth investors, and charitable organizations. Out of its 3 clients, The Caprock Group, LLC's biggest client type by number of accounts is high net worth investors, but it also serves 266 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 83.91%
- Other Individuals - 12.3%
- Corporations - 0%
- Charitable Organizations - 3.79%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
The Caprock Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at The Caprock Group, LLC
Boise, ID
Boise, ID
Boise, ID
Boise, ID
Green Village, NJ
San Jose, CA
New York, NY
Boise, ID
Park City, UT
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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