Utah Peaks Capital
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Overview
Utah Peaks Capital operates as an advisory firm located in Park City, Utah. Utah Peaks Capital administers $300.0 million in assets under management throughout one client account, making it a mid-tier firm in the country by assets under management (AUM). Utah Peaks Capital has a small team, including 10 financial advisors. Utah Peaks Capital does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, stocks and bonds.
Utah Peaks Capital manages all of the company's client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions for the client's account are made by an investment advisor without requiring client authorization. The firm oversees an average of $300.0 million in assets for every client account. The typical advisor at Utah Peaks Capital manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The company's central office is at 1090 Center Drive, Park City, Utah 84098. The firm is legally registered to provide services to clients in the state of Utah.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Utah Peaks Capital by the Numbers
$300.0 million
10
1
$300.0 million
Fee Structure
Fees for financial management vary depending on the services provided. However, fees charged by Utah Peaks Capital typically consist of the following fee type: fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Utah Peaks Capital.
Available
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with pooled investment vehicles. Utah Peaks Capital's largest client group is pooled investment vehicles. Around 100% of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Utah Peaks Capital does not have any disclosures.
Please visit its Form ADV for more details.
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