Maple Capital Management, Inc
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Overview
Maple Capital Management, Inc is a financial advisory firm located in Montpelier, Vermont. The company has $1.4 billion in assets under management across 2,394 customer accounts, making it one of the largest investment advisory firms in the country by assets under management (AUM). It has a small group, including 22 financial advisors. Maple Capital Management, Inc does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are tradable financial investments like bonds, options and stocks.
Maple Capital Management, Inc manages all of its client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction judgments for the client's account without requiring client approval. Maple Capital Management, Inc manages roughly $570,603 in assets for each account. An average advisor at Maple Capital Management, Inc oversees about 109 client accounts.
The company's central office is located at 535 Stone Cutters Way, Montpelier, Vermont 5602. Maple Capital Management, Inc is legally permitted to serve clients throughout 30 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Maple Capital Management, Inc by the Numbers
$1.4 billion
22
2,394
$570.6 thousand
Products and Services
Maple Capital Management, Inc offers a variety of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past financial year, it provided 26-50 of its customers with financial planning services. It does not sell products or offer services aside from investment advice to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely vary depending on the type of services offered. Fees billed by the company may include the following fee types: asset-based or hourly. Maple Capital Management, Inc does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Maple Capital Management, Inc does business with a broad range of investors. The firm provides services to retail investors, high net worth investors, charitable organizations, state or municipal government entities, insurance companies and corporations. Out of its 2,394 customers, Maple Capital Management, Inc's biggest client type by number of accounts is high net worth investors, but it also manages money for 554 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 51.49%
- Other Individuals - 45.63%
- Corporations - 1.77%
- Charitable Organizations - 1.12%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Maple Capital Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Maple Capital Management, Inc
Montpelier, VT
Montpelier, VT
Montpelier, VT
Montpelier, VT
Marietta, GA
Montpelier, VT
Montpelier, VT
Marietta, GA
Montpelier, VT
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