Nlg Capital, Inc
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Overview
Nlg Capital, Inc is an advisory company based in Montpelier, Vermont. The firm manages $31.4 billion in assets throughout eight accounts, placing it among the largest investment advisory firms in the United States by assets under management (AUM). It has an average-sized group, including 46 financial advisors. Nlg Capital, Inc does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like stocks, options and bonds.
Nlg Capital, Inc administers all of its client assets in a discretionary manner. Discretionary management means that transaction decisions for the client's account are made by a portfolio manager without requiring client authorization. Nlg Capital, Inc's typical account size is $3.9 billion. The typical financial advisor at Nlg Capital, Inc oversees fewer than one client account, placing it among the most individualized advisor firms in the country.
The company's main office is located at One National Life Drive, Montpelier, Vermont 5604. It is legally registered to provide services to investors across a few states, including Texas and Vermont.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nlg Capital, Inc by the Numbers
$31.4 billion
50
8
$3.9 billion
Products and Services
Financial services that Nlg Capital, Inc provides can include portfolio management for institutional clients and selection of other advisers. However, it did not provide any of its customers with financial planning services in the last fiscal year. The firm is not engaged in selling products or offering services apart from investment advice to its investment advisory clients. The company is affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management are based on which services are offered. Fees charged by Nlg Capital, Inc typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
It works with insurance companies. Out of its eight clients, Nlg Capital, Inc's biggest client by number of accounts is insurance companies. None of its customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nlg Capital, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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