4J Wealth Management, LLC
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Overview
4J Wealth Management, LLC is a financial advisor firm based in Alexandria, Virginia. 4J Wealth Management, LLC oversees $195.4 million in assets under management over 608 customer accounts, placing it in the mid-tier of investment advisory firms in the United States by assets under management (AUM). 4J Wealth Management, LLC has a small team, including 3 financial advisors. 4J Wealth Management, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are tradable financial assets such as options, equities and bonds.
4J Wealth Management, LLC administers the majority of its client assets on a discretionary basis. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without requiring client authorization. The company also oversees one non-discretionary accounts with a total of $4.6 million in AUM. The firm supervises roughly $321,308 for every account. The average financial advisor at 4J Wealth Management, LLC manages around 203 client accounts.
The company's main office is located at 320 King St., Alexandria, Virginia 22314. The firm is legally registered to provide services to investors across a number of states, including District of Columbia, Florida, Louisiana, Maryland, New Hampshire, North Carolina, Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
4J Wealth Management, LLC by the Numbers
$195.4 million
3
608
$321.3 thousand
Products and Services
4J Wealth Management, LLC provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. In the prior fiscal year, 4J Wealth Management, LLC provided 101-250 of its clients with financial planning services. The company does not sell products or offer services other than investment advice to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely vary depending on which services the firm provides the client. However, fee types billed by the company likely consist of the following fee structures: asset-based, hourly or fixed. The firm does not supply a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company provides services to retail investors, high net worth investors and pension plans. Out of its 608 clients, 4J Wealth Management, LLC's largest client type by number of accounts is retail investors, but it also serves 70 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 31.82%
- Other Individuals - 67.73%
- Corporations - 0.45%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
4J Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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