Aegis Financial Corporation
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Overview
Aegis Financial Corporation operates as a financial advisor firm that has its headquarters in Mc Lean, Virginia. It oversees $352.7 million in assets under management across 70 client accounts, making it one of the bigger financial advisory firms in the country by assets under management (AUM). Aegis Financial Corporation has a small team, including 3 financial advisors. Aegis Financial Corporation is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as equities, options and bonds.
Aegis Financial Corporation administers all of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without requiring client permission. The investment advisory firm's typical account size is $5.0 million. The average financial advisor at Aegis Financial Corporation administers about 23 client accounts, making it one of the more personalized advisor firms in the country.
The company's main office is at 6862 Elm Street, Mc Lean, Virginia 22101. It is permitted to provide services to clients throughout a few states, including Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Aegis Financial Corporation by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$352.7 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
5
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
70
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$5.0 million
Fee Structure
Financial management fees typically vary depending on which service is provided. However, fees charged by the company typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Aegis Financial Corporation.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors, high net worth investors and investment companies. Out of its 70 clients, Aegis Financial Corporation's biggest client group is retail investors, but it also manages money for 12 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 37.5%
- Other Individuals - 59.38%
- Corporations - 3.12%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Aegis Financial Corporation does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Aegis Financial Corporation
Mc Lean, VA
Mc Lean, VA
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