Usi Advisors
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Overview
Usi Advisors is a financial advisory company headquartered in Glastonbury, Connecticut. The company has $32.1 billion in assets throughout 1,210 customer accounts, placing it among the largest firms in the country by assets under management (AUM). The firm has an average-sized team, including 43 financial advisors. Usi Advisors does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as bonds, stocks and options.
Usi Advisors manages some of its client assets in a discretionary manner. Discretionary management means that buy and sell decisions are made by an investment advisor without requiring the client's approval. The company also oversees 1,123 non-discretionary accounts with a total of $31.5 billion in assets. The advisory firm's typical account size is $26.5 million. An average financial advisor at Usi Advisors administers around 28 client accounts, placing it towards the middle in terms of personalization.
The firm's main office is located at 95 Glastonbury Blvd., Glastonbury, Connecticut 6033. The company is legally permitted to provide services to customers across 49 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Usi Advisors by the Numbers
$32.1 billion
69
1,210
$26.5 million
Products and Services
Usi Advisors offers multiple services, which can include portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm does sell products or offer services aside from investment advice to its clients. The company also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, insurance company or agency and pension consultant.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services depend on which services the firm provides the client. However, fee types billed by Usi Advisors likely consist of any blend of the following fee structures: asset-based, hourly, fixed or commission-based. Usi Advisors does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with a number of different customers. The firm works with banking institutions, investment companies, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 1,210 customers, Usi Advisors's largest client type is pension plans. None of the firm's accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 93.95%
- Charitable Organizations - 6.05%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Financial Advisors at Usi Advisors
Glastonbury, CT
Glastonbury, CT
Atlanta, GA
Glastonbury, CT
Knoxville, TN
Glastonbury, CT
Glastonbury, CT
Cincinnati, OH
Glastonbury, CT
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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