Buck Wealth Strategies, LLC

CRD#322138
Investment Advisor Firm

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Learn more about Buck Wealth Strategies, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Buck Wealth Strategies, LLC is located at 4600 S. Syracuse Street, Denver, CO. The firm employs 20 financial advisors to manage client portfolios and provide financial guidance. Buck Wealth Strategies, LLC is not a registered broker-dealer.

    Buck Wealth Strategies, LLC oversees $299.9 million in assets under management across 1,979 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to 1,000 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The firm caters to retail investors, high net worth investors, and pension plans, with retail investors being the largest client type by accounts. The fee structure at Buck Wealth Strategies, LLC includes asset-based and fixed fees. The firm has 24 high net worth clients and maintains affiliations with an accountant or accounting firm and an insurance company or agency.

    Buck Wealth Strategies, LLC is registered in the states of Arizona, California, Colorado, Florida, Hawaii, Nevada, New Mexico, New York, North Carolina, Oregon, South Carolina, Texas, Utah, Washington, and Wisconsin.

    Assets Under Management

    $299.9 million

    Number of Advisors

    20

    Disclosures

    No

    Office Location

    4600 S. Syracuse Street
    Denver, CO 80237

    Buck Wealth Strategies, LLC by the Numbers

    Total Assets Under Management

    $299.9 million

    National Average: $8.6 billion
    Total Number of Employees

    66

    National Average: 64
    Total Number of Accounts

    1,979

    National Average: 375,227
    Average Account Size

    $151.5 thousand

    National Average: $23.0 thousand
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    Products and Services

    Buck Wealth Strategies, LLC offers a number of financial services, including financial planning services, portfolio management for individuals and small businesses, and pension consulting services. In the last fiscal year, Buck Wealth Strategies, LLC provided 1000 of its accounts with financial planning services. It is engaged in selling products or offering services apart from investment advice to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial advisory services usually are based on the financial services provided. Fees charged by Buck Wealth Strategies, LLC most likely consist of some combination of the following fee types: asset-based or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It works with retail investors, high net worth investors, and pension plans. Out of its 3 clients, Buck Wealth Strategies, LLC's largest client type by number of accounts is retail investors, though it also caters to 24 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 2.03%
    • Other Individuals - 96.45%
    • Corporations - 1.52%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Buck Wealth Strategies, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Buck Wealth Strategies, LLC

    Sean Hite
    Denver, CO
    Jake Yong
    Honolulu, HI
    Michael Hou
    Denver, CO
    Claudia Moreno
    Kapolei, HI
    Arthur Austin
    Kahului, HI
    Christopher Dolan
    Bellevue, WA
    Kyrie Greathouse
    Denver, CO
    Lynn Berlenbach
    Denver, CO
    Brandi-Ayn Kamano
    Denver, CO

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