Harbour Investment Management L.L.C
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Overview
Harbour Investment Management L.L.C operates as an advisory company headquartered in Edmonds, Washington. It controls $367.9 million in assets throughout 522 accounts, placing it among the bigger firms in the United States by assets under management (AUM). The company has a small team, including 4 financial advisors. Harbour Investment Management L.L.C does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments such as options, stocks and bonds.
Harbour Investment Management L.L.C manages all of its accounts in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell judgments without requiring client permission. The company's average account size is $704,868. The average financial advisor at Harbour Investment Management L.L.C oversees around 131 client accounts.
Harbour Investment Management L.L.C's headquarters is at 152 3Rd Ave S, Edmonds, Washington 98020-8442. Harbour Investment Management L.L.C is legally registered to serve investors across a number of states, including California, Oregon, Washington, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Harbour Investment Management L.L.C by the Numbers
$367.9 million
4
522
$704.9 thousand
Products and Services
Harbour Investment Management L.L.C offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and educational seminars. In the last financial year, the firm provided financial planning services to 11-25 of its customers. It does not sell products or offer services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely depend on which services are offered. Fees charged by the firm most likely consist of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with a number of different clients. It provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 522 customers, Harbour Investment Management L.L.C's largest client group is high net worth investors, although it also serves 100 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 52.63%
- Other Individuals - 40%
- Corporations - 3.68%
- Charitable Organizations - 3.68%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Harbour Investment Management L.L.C does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Harbour Investment Management L.L.C
Edmonds, WA
Edmonds, WA
Edmonds, WA
Edmonds, WA
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