Highbury Pacific Capital Corp

CRD#157778
Investment Advisor Firm

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Learn more about Highbury Pacific Capital Corp

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Highbury Pacific Capital Corp is a financial advisory firm that has its headquarters in Bellevue, Washington. Highbury Pacific Capital Corp manages $244.3 million in assets under management throughout one customer account, making it a mid-tier financial advisory firm in the country by assets under management (AUM). The company has a small group, including 1 financial advisor. Highbury Pacific Capital Corp does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as equities, options and bonds.

    Highbury Pacific Capital Corp administers none of its accounts in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction judgments without requiring client permission. The firm also oversees one non-discretionary accounts totaling $244.3 million in assets under management. The firm supervises an average of $244.3 million in assets for every client account. The typical financial advisor at Highbury Pacific Capital Corp administers about one client account, placing it among the most individualized advisor firms in the country.

    The company's main office is located at 14205 S.E. 36Th Stret, Bellevue, Washington 98006-1553. Highbury Pacific Capital Corp is allowed to serve customers in the state of Washington.

    Assets Under Management

    $244.3 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    14205 S.E. 36Th Stret
    Bellevue, WA 98006-1553

    Highbury Pacific Capital Corp by the Numbers

    Total Assets Under Management

    $244.3 million

    National Average: $8.6 billion
    Total Number of Employees

    1

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $244.3 million

    National Average: $23.0 thousand
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    Products and Services

    Financial services offered by Highbury Pacific Capital Corp include portfolio management for institutional clients and selection of other advisers. Highbury Pacific Capital Corp does not sell products or offer services other than investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advisory services largely vary depending on which services the firm provides the client. Fees charged by the company most likely are comprised of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Highbury Pacific Capital Corp.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It caters to corporations. Highbury Pacific Capital Corp's largest client type by number of accounts is corporations. About 100% of its accounts are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Highbury Pacific Capital Corp does not have any disclosures.

    Please visit its Form ADV for more details.

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