Northern Capital Retirement Services, Inc
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Overview
Northern Capital Retirement Services, Inc operates as a financial advisory company based in Spokane, Washington. The firm oversees $203.2 million in total assets across 21 client accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The company has a small team, including 8 financial advisors. Northern Capital Retirement Services, Inc is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like bonds, stocks and options.
Northern Capital Retirement Services, Inc administers all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which transaction decisions are made by an investment advisor without requiring the client's consent. The advisory firm oversees roughly $9.7 million in assets for every client account. The average financial advisor at Northern Capital Retirement Services, Inc manages about three client accounts, making it one of the most individualized advisor firms in the country.
The firm's main office is located at 2700 S Southeast Boulevard, Spokane, Washington 99223. Northern Capital Retirement Services, Inc is registered to serve customers across 2 states, including Idaho and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Northern Capital Retirement Services, Inc by the Numbers
$203.2 million
11
21
$9.7 million
Products and Services
Northern Capital Retirement Services, Inc offers a number of services, which can include financial planning services, pension consulting services, publication of newsletters, educational seminars and other services. In the last financial year, Northern Capital Retirement Services, Inc provided financial planning services to 1-10 of its customers. It does not sell products or offer services other than investment advisory services to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Find a firm that offers this service
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually depend on the type of services provided. Fees charged by the company typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Northern Capital Retirement Services, Inc.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pension plans. Out of its 21 customers, Northern Capital Retirement Services, Inc's largest client is pension plans. None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Northern Capital Retirement Services, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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