Probabilities Fund Management, LLC
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Overview
Probabilities Fund Management, LLC is a financial advisor company based in Bellevue, Washington. The company oversees $18.9 million in total assets over 15 customer accounts. The firm has a small team, including 3 financial advisors. Probabilities Fund Management, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments like equities, options and bonds.
Probabilities Fund Management, LLC manages all of its client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by an investment advisor without needing the customer's approval. The investment advisory firm's typical account size is $1.3 million. The typical financial advisor at Probabilities Fund Management, LLC oversees about five client accounts, placing it among the most personalized financial advisor firms in the country.
The company's main office is located at 10655 Main Street, Suite 612, Bellevue, Washington 98004. The firm is allowed to serve customers throughout 8 states, including California, Connecticut, Florida, Hawaii, New Hampshire, New York, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Probabilities Fund Management, LLC by the Numbers
$18.9 million
3
15
$1.3 million
Fee Structure
Financial management fees largely depend on which service is provided. However, fees charged by the firm can consist of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Probabilities Fund Management, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors and investment companies. Out of its 15 clients, Probabilities Fund Management, LLC's largest client by number of accounts is retail investors. None of the firm's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 77.78%
- Corporations - 22.22%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Probabilities Fund Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Probabilities Fund Management, LLC
Bellevue, WA
Nyack, NY
White Plains, NY
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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