Sonata Capital Group Inc
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Overview
Sonata Capital Group Inc is a financial advisory company headquartered in Seattle, Washington. Sonata Capital Group Inc manages $264.3 million in assets under management throughout 190 client accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The firm has a small team, including 5 financial advisors. Sonata Capital Group Inc is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like options, stocks and bonds.
Sonata Capital Group Inc manages all of the company's client assets on a discretionary basis. Discretionary management signifies that transaction decisions are made by a portfolio manager without needing to seek the client's approval. The investment advisory firm oversees about $1.4 million in assets for each account. The average financial advisor at Sonata Capital Group Inc oversees about 38 client accounts, making it about average in terms of personalization.
Sonata Capital Group Inc's central office is at 2001 6Th Ave, Seattle, Washington 98121. It is legally permitted to serve investors throughout a few states, including California, Colorado and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sonata Capital Group Inc by the Numbers
$264.3 million
5
190
$1.4 million
Fee Structure
Fees for financial advisory services usually depend on which service is provided. Fees billed by the firm typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors, high net worth investors and charitable organizations. Out of its 190 customers, Sonata Capital Group Inc's largest client by number of accounts is retail investors, though it also manages money for 92 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 48.42%
- Other Individuals - 50%
- Corporations - 0%
- Charitable Organizations - 1.58%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sonata Capital Group Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Sonata Capital Group Inc
Seattle, WA
Seattle, WA
Seattle, WA
Seattle, WA
Seattle, WA
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