Stapp Wealth Management, Pllc

CRD#116553
Investment Advisor Firm

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Learn more about Stapp Wealth Management, Pllc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Stapp Wealth Management, Pllc operates as an advisory firm headquartered in Olympia, Washington. It manages $105.1 million in assets over 248 accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group, including 3 financial advisors. Stapp Wealth Management, Pllc does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments like options, bonds and equities.

    Stapp Wealth Management, Pllc oversees all of the firm's client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make buy and sell decisions for the client's account without requiring client authorization. Stapp Wealth Management, Pllc supervises an average of $423,652 in assets for every account. The typical advisor at Stapp Wealth Management, Pllc oversees around 83 client accounts.

    The company's main office is at 1800 Cooper Point Road Sw, Olympia, Washington 98502-1179. The company is registered to provide services to customers throughout a few states, including California, Oregon and Washington.

    Assets Under Management

    $105.1 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    1800 Cooper Point Road Sw
    Olympia, WA 98502-1179

    Stapp Wealth Management, Pllc by the Numbers

    Total Assets Under Management

    $105.1 million

    National Average: $8.6 billion
    Total Number of Employees

    3

    National Average: 64
    Total Number of Accounts

    248

    National Average: 375,227
    Average Account Size

    $423.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Services that Stapp Wealth Management, Pllc offers can include financial planning services and portfolio management for individuals and small businesses. In the prior fiscal year, the firm provided 26-50 of its accounts with financial planning services. The firm is not engaged in selling products or offering services aside from investment advice to its investment advisory clients.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Financial advisory fees typically depend on the type of services provided. Fees charged by the company typically consist of the following fee structure: asset-based. The company does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm provides services to retail investors and high net worth investors. Out of its 248 clients, Stapp Wealth Management, Pllc's largest client type is retail investors, but it also caters to 30 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 12.1%
    • Other Individuals - 87.9%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Stapp Wealth Management, Pllc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Stapp Wealth Management, Pllc

    Rebecca Stapp
    Olympia, WA
    Thomas Stapp
    Olympia, WA
    Gregory Stapp
    Olympia, WA

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