Transamerica Retirement Advisors, LLC

CRD#107319
Investment Advisor Firm

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Learn more about Transamerica Retirement Advisors, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Transamerica Retirement Advisors, LLC is located at 6400 C Street SW, Cedar Rapids, IA. The firm employs 126 financial advisors to manage client portfolios and provide financial guidance. Transamerica Retirement Advisors, LLC is not a registered broker-dealer.

    Transamerica Retirement Advisors, LLC oversees $12.7 billion in assets under management across 160,403 accounts, of which 103,932 are discretionary and 56,471 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and educational seminars. The firm caters to retail investors and pension plans, with retail investors being the largest client type by accounts. The fee structure at Transamerica Retirement Advisors, LLC includes asset-based and fixed fees. The firm maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, and commodity pool advisor.

    Transamerica Retirement Advisors, LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $12.7 billion

    Number of Advisors

    126

    Disclosures

    No

    Office Location

    6400 C Street Sw
    Cedar Rapids, IA 52499

    Transamerica Retirement Advisors, LLC by the Numbers

    Total Assets Under Management

    $12.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    333

    National Average: 64
    Total Number of Accounts

    160,403

    National Average: 375,227
    Average Account Size

    $79.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Transamerica Retirement Advisors, LLC offers a variety of services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and educational seminars. Notably, Transamerica Retirement Advisors, LLC did not provide financial planning services to any of its clients in the previous fiscal year. The Firm is not involved in selling products or offering services aside from investment advice to its investment advisory customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees usually depend on which service is offered. Fees billed by Transamerica Retirement Advisors, LLC likely consist of any combination of the following fee types: asset-based or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to retail investors and pension plans. Out of its 2 clients, Transamerica Retirement Advisors, LLC's largest client type by number of accounts is retail investors.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 99.99%
    • Corporations - 0.01%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Transamerica Retirement Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Transamerica Retirement Advisors, LLC

    Adam Helm
    Brentwood, TN
    Joseph Viggiani
    Mt. Kisco, NY
    John Illingworth
    Carmel, IN
    Kevin Vaughan
    Denver, CO
    Anita Ixcamparij
    Houston, TX
    Michael Stark
    Evergreen, CO
    Matthew Robbins
    Stillwater, MN
    Jared Wilson
    Tampa, FL
    Zachary Howes
    Morristown, NJ

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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