Founders Financial Securities, LLC
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Overview
Founders Financial Securities, LLC is located at 1026 Cromwell Bridge Road, Towson, MD. The firm employs 97 financial advisors to manage client portfolios and provide financial guidance. Founders Financial Securities, LLC is a registered broker-dealer.
Founders Financial Securities, LLC oversees $2.9 billion in assets under management across 18,269 accounts, of which 17,029 are discretionary and 1,240 are non-discretionary. Over the past year, the firm has provided financial planning services to between 51 and 100 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Founders Financial Securities, LLC includes asset-based, hourly, and fixed fees. The firm has 753 high net worth clients.
Founders Financial Securities, LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Founders Financial Securities, LLC by the Numbers
$2.9 billion
137
18,269
$159.2 thousand
Products and Services
Founders Financial Securities, LLC provides multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. In the last financial year, Founders Financial Securities, LLC provided financial planning services to 51-100 of its clients. The Firm is engaged in selling products or offering services aside from investment advisory services to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually vary depending on which services are offered. Fees billed by Founders Financial Securities, LLC most likely include any blend of the following fee types: asset-based, hourly, or fixed.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 0% of firms
Subscription
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company manages money for a number of different investors. It provides services to retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Founders Financial Securities, LLC's biggest client type by number of accounts is retail investors, although it also serves 753 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 8.3%
- Other Individuals - 89.04%
- Corporations - 2.4%
- Charitable Organizations - 0.26%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Founders Financial Securities, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Founders Financial Securities, LLC
Modesto, CA
Towson, MD
Newark, DE
Brighton, MI
Troy, MI
De Soto, MO
Towson, MD
Brighton, MI
San Ramon, CA
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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